Regulatory heat on financial services firms for AML compliance is escalating. Firms are especially vulnerable to sanctions risk hiding in their proprietary trading books and securities inventory, and in the trading and custody activities on behalf of their customers. With money launderers increasingly exploiting the financial markets through investment advisors and OTC markets, it’s more urgent than ever for firms to uncover hidden risks in their financial instrument compliance.
Join Datos Insights Strategic Advisor Becki LaPorte and FinScan Director of Advisory Services Steve Marshall and Senior PreSales Engineer Kieran Holland for this live webinar where they will discuss:
- The critical aspects of sanctioned securities risk and securities screening
- Data sources and quality
- Compliance frameworks emerging across jurisdictions that could forever transform the financial services AML compliance landscape